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The Old Greenwich Blog Of Record

The Old Greenwich Blog Of Record - Brian Harrod Editor / Publisher

Friday, February 1, 2013

COMPLY-FINRA plan to spotlight brokers' pasts draws praise, ire

... arbitration complaints against their firms. "This is hideous," said Jeffrey Bischoff, a brokerage recruiter in Old Greenwich, Connecticut. "This is not cigarette smoking where there should be a warning statement printed everywhere," Bischoff said. ...



via Old Greenwich Newswire http://www.reuters.com/article/2013/02/01/finra-disclosure-idUSL1N0B09QV20130201?feedType=RSS&feedName=financialsSector

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